Fubon Financial: Announced by Fubon FHC on behalf of Fubon Life Insurance Co., Ltd., the disposal of Two Sigma Risk Premia Cayman Fund, Ltd.

Provided by: Fubon Financial Holding Co., Ltd.

SEQ_NO

4

Date of announcement

2022/04/26

Time of announcement

20:14:12

Subject

 Announced by Fubon FHC on behalf of Fubon Life
Insurance Co., Ltd., the disposal
of Two Sigma Risk Premia Cayman Fund, Ltd.

Date of events

2022/04/26

To which item it meets

paragraph 24

statement

1.Name and nature of the underlying security (if preferred shares, the terms
and conditions of issuance shall also be indicated, e.g., dividend yield):
Two Sigma Risk Premia Cayman Fund, Ltd.;
Hedge fund
2.Date of occurrence of the event:2022/04/26
3.No., unit price, and monetary amount of the transaction:
Around 24,452 shares, estimated unit price USD1,296.34,
total amount USD31.70 million
4.Counterparty to the trade and its relationship to the company (if the
trading counterparty is a natural person and not a related party of the
company, its name is not required to be disclosed):
Two Sigma Advisers, LP ;NIL
5.Where the counterparty to the trade is a related party, an announcement
shall also be made of the reason for choosing the related party as trading
counterparty and the identity of the previous owner, including its
relationship with the company and the trading counterparty, the price of the
ownership transfer, and date of transfer:NA
6.Where the owner of the underlying securities within the past five years
has been a related party of the company, an announcement shall also include
the dates and prices of acquisition and disposal by the related party and
its relationship with the company at the time:NA
7.Matters related to the creditor's rights currently being disposed of
(including type of collateral of the disposed creditor's rights; if the
creditor's rights are creditor's rights over a related party, the name of
the related party and the book amount of such creditor's rights currently
being disposed of must also be announced):NA
8.Profit (or loss) from the disposal (not applicable in cases of acquisition
of securities) (where originally deferred, the status or recognition shall
be stated and explained):
The amount of anticipated gain is around USD 1.7 million
9.Terms of delivery or payment (including payment period and monetary
amount), restrictive covenants in the contract, and other important
stipulations:
Based on the contract;based on the contract;based on the contract
10.The manner in which the current transaction was decided, the reference
basis for the decision on price, and the decision-making unit:
Based on the contract;based on NAV;
The decision is followed the authorization procedure of the company
11.Net worth per share of company of the underlying securities acquired or
disposed of:NA
12.The discrepancy between the reference price of private placement company
and the transaction amount per share is 20 percent or more:NA
13.Current cumulative no., amount, and shareholding ratio of the securities
being traded (including the current transaction) as of the date of
occurrence and status of any restriction of rights (e.g.,pledges):
Holding:NIL;
Life:0 shares;no amount; estimated ratio:0.00%
14.Privately placed securities (including the current transaction) as a
percentage of total assets of the company and shareholder's equity of the
parent company on the latest financial statements, and the operating capital
on the latest financial statements as of the date of occurrence:
Holding:26.81%，30.23%，;NA
15.Broker and broker's fee:NA
16.Concrete purpose or use of the acquisition or disposition:
In compliance with the Insurance Law, the legal use of the insurance fund
17.Whether the directors expressed any objection to the present transaction:
NA
18.Whether the trading counterparty is a related party:No
19.Date of approval by board of directors:NA
20.Recognition date by supervisors or approval date by audit committee:
NA
21.Whether the CPA issued an opinion on the unreasonableness of the current
transaction:No
22.Name of the CPA firm:Holdwell CPA Firm
23.Name of the CPA:Lai, Chia-I
24.License no.of the CPA:The Certificate of Financial Supervisory Commission,
R.O.C.(Taiwan) (VI) No. 4408
25.Any other matters that need to be specified:NIL